Regulatory

Reputation is everything. We understand that.

Across all industries, the regulatory environment in Australia is becoming more complex and receiving more attention than ever before. Issues need to be addressed as they arise. Having the right team by your side can mean the difference between reputational damage or financial penalties, and vindication, or a mutually acceptable resolution between you and the regulator.

HDY has cultivated relationships throughout Australia’s regulatory framework, allowing us to work closely between our clients and regulators to manage the impact of an investigation or remediation action on our clients’ day-to-day operations, and ensure the best possible outcome.

Our clients are at the core of our approach. Standing by them throughout what can often be a difficult time is what we do. To find out more about how we can help you, contact us today or read on below.

Our Top Regulatory Insights

The Monthly Wrap Up – April 2017

  • 03 May 2017

ASIC updates FAQs on fees and costs disclosureOn 27 April 2017 ASIC updated its FAQs on fees and costs disclosure. The updates are to questions 9 to 13, which concern disclosure of performance fees...

ASIC releases guide on risk management systems – how will responsible entities be impacted?

  • 10 Apr 2017

On 27 March 2017 ASIC released Regulatory Guide 259: Risk management systems of responsible entities (RG 259). RG 259 provides guidance for responsible entities (REs) on how to comply with their AF...

ASIC releases regulatory guidance for digital advisers - what you need to know

  • 01 Sep 2016

On 30 August 2016 ASIC released Regulatory Guide 255: Providing digital financial product advice to retail clients. This new guidance helps digital advice providers with some of the operational iss...

Regulatory Recap - 10 August 2016

  • 10 Aug 2016

Recent Key DevelopmentsThe High Court dismissed a class action appeal by ANZ customers over late credit card payment fees.Big banks to be called before the House of Representatives Standing Committ...